Spartan Capital Securities provides investors with an array of financial services. Their advisors have vast experience in the industry and can advise on various investment strategies. Furthermore, this company provides corporate finance services to large corporations and other businesses.
Spartan Capital Securities takes pride in being an active partner to its community by contributing to environmental conservation organizations and joining in community cleanup events.
Founded by John Lowry
spartan capital securities complaints was established by John Lowry in 2007 and has thrived through some of the most challenging economic times ever experienced, thanks to his exceptional leadership skills and his ability to overcome setbacks.
This firm provides investment guidance for high-net-worth individuals and institutions, advisory services for mergers and acquisitions, private placements and capital markets transactions as well as debt or equity capital raising assistance for small to mid-sized companies. Furthermore, their investment banking division specializes in public and private company IPOs, SPACs, equity line deals, follow-on offerings registered direct offerings PIPEs at-the-market offerings traditional private placements.
While some reviews praise a firm’s communication channels, others raise concerns over transparency and fee structures. Care must be taken when reviewing these claims to identify valid complaints versus possible misunderstandings so a thorough evaluation can be conducted on how the company operates as well as comparing itself against its rivals.
Offers a wide range of financial services
Spartan Capital Securities is a financial services firm offering an array of financial services, from equity sales & trading, debt capital markets advisory & financing solutions, institutional prime brokerage and more. Their mission is to deliver exceptional client care while enriching communities through charitable donations and employee volunteerism.
Spartan Financial also specializes in offering merchant cash advances to small and mid-sized businesses that cannot secure traditional financing, specifically when faced with cash flow problems or future receivables purchase from businesses that can cover short-term cash needs. Note that Spartan does not accept subprime borrowers or those who have filed bankruptcy previously as sources of funding.
Spartan Capital Securities receives customer complaints regarding various aspects of its services. It is crucial that any complaints be examined using an objective lens, taking into account existing industry norms and practices as well as potential competitor practices.
Has a team of experienced professionals
Spartan Capital Securities is an investment banking and financial services firm offering guidance to high-net-worth individuals. Their services include mergers and acquisitions, private placements, venture capital funding and mezzanine financings as well as their investment banking division’s advice regarding capital raising, corporate finance restructurings and debt restructurings.
Spartan Capital Securities brokers employed by Spartan Capital Securities have been subject to several customer initiated, investment related disputes initiated by customers that may have resulted in losses to customer accounts. According to public disclosure records kept by FINRA, several customer initiated disputes related to investment have arisen against these brokers employed by Spartan Capital Securities and may have led to losses being sustained by these accounts.
Evidence presented during trial revealed that Spartan Securities Group, Island Stock Transfer and its two principals Dilley and Eldred engaged in an elaborate fraud scheme designed to raise money by registering blank check shell companies as publicly traded issues. As a result of this activity, over $1 Million in monetary remedies was awarded against the defendants while they were also barred from engaging in any future issuance, sale, offer or trading of penny stocks.
Has received several awards
Spartan Capital Securities is an investment firm specializing in corporate finance services for both private and public companies. Their team of employees has extensive experience within this industry and are dedicated to delivering strategic financial solutions with integrity. Their services cover equity sales & trading, debt capital markets, institutional prime brokerage services and mergers & acquisition advisory advisory.
The FINRA complaint alleges that Spartan Capital Securities and its registered representatives violated its rules by failing to properly report customer complaints, arbitration awards, or any other reportable events as required. Furthermore, it alleges that it failed to properly supervise its financial advisors.
Spartan Capital Securities prioritizes corporate social responsibility (CSR), or activities undertaken to support and benefit its local community, through initiatives like energy-saving practices, employee transportation options and involvement in local environmental conservation efforts. Furthermore, Spartan supports several nonprofit organizations dedicated to education and healthcare services.